Compliance Senior Associate | PwC India | Gurugram

Job Description

Summary

PwC India is seeking a Compliance Senior Associate to join its Ethics and Business Conduct – Practice Support team within Internal Firm Services. This role is ideal for professionals with a background in Controls, Compliance, and Internal Audit, looking to drive risk management, regulatory adherence, and ethical business practices. The candidate will play a key role in designing, implementing, and enhancing compliance frameworks, performing risk assessments, and collaborating with stakeholders to strengthen organizational governance and ethical standards.

Job Details at a Glance

Key Responsibilities

• Implement and improve compliance testing frameworks, methodologies, and checklists.
• Lead and perform compliance testing; supervise and guide team members.
• Evaluate and review policies, SOPs, and guidelines to refine testing attributes and identify unmitigated risks.
• Track and follow up on implementation of recommendations with key stakeholders.
• Finalize exceptions and discuss them with teams to ensure alignment on facts and next steps.
• Suggest improvements in guidelines and risk processes to mitigate exceptions and enhance efficiency.
• Prepare management presentations and reports summarizing testing cycles for leadership discussions.
• Develop strong relationships with stakeholders and represent the Compliance lead in forums and discussions.
• Identify and contribute to key initiatives like analytics adoption, review of new areas, and implementation of compliance tools.
• Support quality reporting, project management, recruitment, and training initiatives.
• Foster a learning culture by coaching, mentoring, and training team members.
• Promote awareness and consciousness of compliance requirements across the organization.

Mandatory Skills & Competencies

• Hands-on experience in Internal Audit and SOX Compliance.
• Strong analytical skills with the ability to solve problems creatively.
• Excellent communication, leadership, and interpersonal skills.
• Ability to handle work pressure and deadlines while delivering consistent results.
• Proactive, self-starter mindset with the ability to work independently.
• Proven ability to build, manage, and foster team-oriented environments.

Preferred Skills

• Advanced knowledge of Internal Audit and SOX Compliance practices.
• Experience in risk assessment, regulatory compliance, and ethics programs.
• Exposure to compliance analytics, reporting, and governance initiatives.

Education & Qualifications

• Required: CA (Chartered Accountant) from a reputed institute with 3+ years of experience in Controls, Compliance, or Internal Audit.
• Preferred: Graduates/Postgraduates with certifications such as CIA, CS, or equivalent in risk, compliance, or audit.

Why PwC India?

• Be part of a high-impact Ethics and Compliance team protecting business integrity.
• Collaborate with industry experts on risk management and compliance initiatives.
• Access mentorship, professional growth opportunities, and inclusive benefits.
• Contribute to a culture of trust, innovation, and ethical excellence.

Apply Now

Advance your career as a Compliance Senior Associate at PwC India. Apply today via the official PwC India Careers Page and become a key contributor to ethics, compliance, and risk management excellence.